August 2024
May 2024
September 2022
Lumicell, Inc.
$9 Million
Convertible Note
Private Placement
Co-Investors:
June 2022
HzO, Inc.
$20 Million
Convertible Note & Warrant
Private Placement
Co-Investors:
January 2022
August 2021
Lumicell, Inc.
$34.8 Million
Convertible Note
Private Placement
Co-Investors:
April 2021
Odyssey Semiconductor, Inc.
ODII (OTC)
$5 Million
PIPE
Common Stock
February 2021
SmartKem, Inc.
$24.6 Million
Private Placement and
Reverse Merger
December 2020
October 2020
Augmedix
AUGX (NASDAQ)
$25 Million
Private Placement and
Reverse Merger
Co-Investors:
June 2020
Angion Biomedica Corp.
ANGN (NASDAQ)
$43 Million
Convertible Note
Private Placement
May 2020
9 Meters Biopharma Inc.
NMTR (NASDAQ)
$ 22 Million
PIPE and Merger
Convertible Preferred
Stock and Warrants
Co-Investors:
2016-2018
IOTA Communications
IOTC (OTC)
$12.5 Million
Licensed Spectrum Acquisition
December 2019
Entera Bio Ltd.
ENTX (NASDAQ)
$14.3 Million
Common Stock
Private Placement
Co-Investors:
April 2019
HzO, Inc.
$45 Million
Convertible Preferred
Private Placement
Co-Investors:
January 2019
IOTA Communications
IOTC (OTC)
$4.6 Million
Warrant Tender
December 2018
Neurotrope Bioscience, Inc.
NTRP (NASDAQ)
$22.5 Million
Registered Direct Offering
September 2018
Angion Biomedica Corp.
ANGN (NASDAQ)
$33 Million
Common Stock and Warrants
Private Placement
January 2018
Innovate Biopharmaceuticals, Inc.
INNT (NASDAQ)
$21 Million
Initial NASDAQ Listing
Co-Investors:
October 2017
Entera Bio Ltd.
ENTX (NASDAQ)
$12.5 Million
Common Stock
Private Placement
Co-Investors:
May 2017
HzO, Inc.
$7.4 Million
Convertible Preferred
Private Placement
Co-Investors:
2016 & 2017
Incodema3D, Inc.
$12 Million
Convertible Preferred
Private Placement
Co-Investors:
2015 & 2016
PeerNova, Inc.
$8.2 Million
Convertible Preferred
Private Placement
Co-Investors:
November 2016
Neurotrope Bioscience, Inc.
NTRP (NASDAQ)
$25.5 Million
PIPE and Up-Listing
Syndicate Member
November 2015
Neurotrope Bioscience, Inc.
NTRP (NASDAQ)
$15.3 Million
PIPE
Syndicate Member
August 2015
ViewRay, Inc.
VRAY (NASDAQ)
$26.7 Million
Syndicate Member
Initial Public Listing
Co-Investors:
November 2014
Ekso Bionics Holdings, Inc.
EKSO (NASDAQ)
$22.7 Million
Syndicate Member
Initial public listing
Co-Investors:
December 2014
Pieris Pharmaceuticals, Inc.
PIRS (NASDAQ)
$13.6 Million
Syndicate Member
Initial Public Listing
Co-Investors:
June 2013
Ostendo Technologies, Inc.
$3.9 Million
Convertible Preferred
Private Placement
Co-Investors:
August 2012
Etubics Corporation
(Acquired by Nantcell, Inc.)
$2.28 Million
Convertible Note
Private Placement
August 2013
Neurotrope Bioscience, Inc.
NTRP (NASDAQ)
$21.6 Million
Initial Public Listing
2011 & 2014
eASIC Corporation, Inc.
(Acquired by Intel Corp.)
$8.4 Million
Convertible Preferred
Private Placement
Co-Investors: